Financial Conduct Authority Jobs in London
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Search results - Financial Conduct Authority Jobs in London
Financial Conduct Authority (FCA) & Payment Systems Regulator (PSR)-London
of, and competition authority for, those systems. We protect people and businesses and promote competition and innovation in these systems and the markets that they support. We work closely with other regulators involved in this sector, notably the Financial Conduct...
theguardian.com -
London
and procedures
• Implement the second line financial crime control framework and conduct investigations
• Oversee suspicious activity investigations and produce professional reports
• Liaise with the Financial Conduct Authority (FCA) as MLRO
• Provide...
cv-library.co.uk -
Blakemore Recruitment-London
and existing clients meet the overarching suitability requirements of the Financial Conduct Authority
• Proactively contact internal clients and seek further information and any necessary clarifications
• Provide feedback to report writers and respond to any...
appcast.io -
London
in the interview process we'd like to hear about that too, please just include it in your application. Come and join us!
• * Please note, as we are regulated by the Financial Conduct Authority, all Goodlordians are required to pass a thorough referencing check...
cv-library.co.uk -
Montpellier Resourcing-London
for conducting daily reconciliation processes related to customer funds held in safeguarding accounts, ensuring compliance with Financial Conduct Authority (FCA) regulations, and the company’s own Safeguarding policy.
This is a fantastic opportunity to join...
appcast.io -
London
and join us!
• * Please note, as we are regulated by the Financial Conduct Authority, all Goodlordians are required to pass a thorough referencing check via Experian before joining the team. We will only ask for references at the point of making an offer...
cv-library.co.uk -
Eames Consulting-London
and guidance to stakeholders to enhance awareness and understanding
Desired qualifications include
1. Approximately 4+ years of prior experience in technology risk and/or audit
2. Familiarity with IT regulations from bodies like the Financial Conduct...
appcast.io -
Augustine Financial Planning-London
Planning business, authorised and regulated by the Financial Conduct Authority. Our trusted expertise, personal service and proactive approach enables us to provide the individual attention our clients deserve. We have ambitious plans for the next few years...
Buckden Partners-London
and committees
• Monitor and manage workflow queues to ensure Service Level Agreements (SLA’s) are met and ensure quality standards are regularly tested and maintained
• Reporting data to the Financial Conduct Authority (FCA)
• Assisting with day-to-day...
mindmatch.ai -
Equity and General-London
was established in 2008 and we are directly authorised by the Financial Conduct Authority. We are principally located in London, and we also hold offices in Glasgow, Derby and Solihull. We are a financial planning business, focused on helping our clients...
Loans 2 Go Limited-London
online loan provider. We are regulated by the Financial Conduct Authority and fully compliant with our obligations under Consumer Duty. We understand the importance of providing fair and transparent products and services as the key to unlocking...
mindmatch.ai -
Eames Consulting-London
to stakeholders to enhance awareness and understanding
Desired qualifications include
• Approximately 4+ years of prior experience in technology risk and/or audit
• Familiarity with IT regulations from bodies like the Financial Conduct Authority (FCA)...
Pantheon-London
will also become the SME of various topics such as investment strategies and client level reporting.
Prohibited Activities
Pantheon Ventures is authorised and regulated by the Financial Conduct Authority (FCA).
The incumbent of this position is prohibited...
mindmatch.ai -
Pinpoint Insurance-London
familiarity with Financial Conduct Authority (FCA) requirements.
• Proven leadership and team management skills, with the ability to motivate, train, and develop a diverse team.
• Strong strategic planning and organizational skills to effectively manage...
Mizuho-London
is to provide an active advisory and monitoring service in relation to regulatory requirements, especially those of the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA).
This role has important responsibilities in helping...
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